AML and KYC control review

Who this is for

Compliance teams at remittance houses, payment institutions, and wallet providers who need an independent look at how KYC files and screening hits are actually handled — not only how procedures are written.

Result

A focused finding set on file completeness, escalation timeliness, dual-control gaps, and disposition quality, with sample references your MLRO can track in remediation.

Scope highlights

Walkthroughs of onboarding desks and alert queues; testing of customer files and hit dispositions against your stated risk appetite; comparison of training records to role assignments. Legal opinions and SAR drafting sit outside this engagement.

Timeline and delivery

Usually two to four weeks. Hybrid delivery is common when alert exports are complete; on-site days are scheduled for queue observation in Tainan or your primary ops floor.

Next step

Tell us your corridors and monthly alert volumes so we can propose sample sizes and a fee range.